GOVERNANCE . RISK . COMPLIANCE

Regulatory Clarity,
Absolute Resolution

We partner with corporations to navigate complex Indian statutory frameworks. From IEPF claims to labour codes, secretarial audit to FEMA – every engagement is audit‑ready, regulator‑aligned, and delivered with complete documentation.

Our Compliance Methodology

A structured, three‑phase approach that leaves no statutory gap.

1

Regulatory Scoping

Identify gaps, liabilities, and applicable filings.

Phase 01: Assessment
Phase 02: Execution
2
3

Verification & Certification

Phase 03: Certification

Full‑Spectrum Indian Compliance

Every regulatory obligation covered – from company law to labour codes, IEPF to FEMA.

🏛️

IEPF Claims

End‑to‑end recovery of unpaid dividends, shares, and debentures. E‑Form 5 IEPF, Nodal Officer follow‑up, and audit‑ready documentation.

✔ 99% success rate
📋

PF & ESI Compliance

Monthly challan, annual returns, inspection readiness, and past‑period rectification. Full‑time statutory support.

✔ 500+ clients
⚖️

ROC & Secretarial Audit

Form AOC‑4, MGT‑7, board resolutions, and secretarial audit reports under Companies Act, 2013.

✔ 100% on‑time filing
🌐

FEMA & ODI Compliance

Overseas investment, FDI reporting, LLP compliance, and RBI liaison – for cross‑border regulatory certainty.

✔ 40+ jurisdictions
👥

Labour Codes & Shops Acts

Wage code, social security, occupational safety – registration, returns, and licence renewals across states.

✔ Pan‑India coverage
🌱

ESG & CSR Reporting

Business Responsibility & Sustainability Report (BRSR), CSR‑2 filing, and impact assessment under Schedule VII.

✔ SEBI aligned

Why Corporate India Trusts Us

In a domain where penalty follows oversight, we deliver certainty.

🔍

End‑to‑End Audit Trail

Every filing, every communication – logged, timestamped, and retrievable. Ready for scrutiny, always.

⏱️

Strict Deadline Adherence

Zero delay track record. Our internal calendars are synced to statutory due dates – not the other way around.

👨‍⚖️

In‑House Counsel & CS

Practising Company Secretaries, ex‑banking compliance officers, and FEMA specialists – no third‑party handoffs.

📂

Past Period Resolution

We specialise in cleaning up legacy non‑compliance – IEPF, PF defaults, ROC belated filings – without penalty escalation.

📊

Real‑Time Compliance Dashboard

Clients get a private portal to track filing status, upcoming due dates, and issued certificates – 24/7 visibility.

🤝

Regulator Liaison Support

Direct interface with ROC, EPFO, GST authorities, and IEPF Nodal Officers – we speak the language of the regulator.

Sector‑Specific Compliance

Tailored frameworks for India’s most regulated industries.

BFSI

Banks, NBFCs, Insurers

Manufacturing

Factories, Labour, Pollution

Infrastructure

EPC, Real Estate, Ports

Startups & Tech

ESOP, FDI, IP licensing

Statutory Calendar 2025–26

Never miss a due date. We monitor, remind, and execute.

April

PF/ESI Q4 Filing

Due: 15/04
May

IEPF Annual Return

Due: 31/05
August

ROC AOC‑4 / MGT‑7

Due: 30/08
November

CSR‑2 Filing

Due: 30/11

* Full interactive calendar provided to all retained clients.

Audit‑Ready Documentation

Every compliance service – IEPF, PF, ESI, or insurance recovery – is backed by a verified document trail. We don’t just file; we secure your legal standing.

IEPF Claim Filing
Provident Fund Compliance
Secretarial Audit Report
Verified

Regulatory Timeline – IEPF Claim

Typical processing time from filing to disbursal

Claim filed Verification Approval Disbursal
Day 1 Day 30 Day 60 Day 90

Estimated resolution: 60–75 days

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Years of Experience

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Regulatory Filings

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Corporate Clients

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Success Rate

What General Counsels Say

Trusted by legal heads of India’s largest corporates.

General Counsel, BFSI

“They resolved a 6‑year‑old IEPF overhang in 90 days. Complete trail, no surprises. We’ve since retained them for all secretarial work.”

Head Legal, Manufacturing

“PF inspection was scheduled in 48 hours. Their team prepared the entire documentation and represented before the inspector. Zero adverse observation.”

Company Secretary, NBFC

“FEMA compliance for our overseas subsidiary was complex. They structured the entire ODI reporting – now we are fully RBI compliant.”

Compliance Leadership

Practitioners who have shaped regulatory policy and corporate defence.

AK

Arjun Kapoor

Founder & Practising CS

Ex‑ICSI Central Council member. 22 years in corporate compliance.

SM

Sanya Mehta

Head – IEPF & Claims

Former Nodal Officer, IEPF Authority. 1,200+ claims recovered.

RJ

Ravi Jain

FEMA & International Tax

Ex‑RBI, 15 years in cross‑border regulatory advisory.

Frequently Asked Questions

Straight answers to complex regulatory queries.

Post submission of e‑Form 5 IEPF, the authority takes 60–75 days for verification and approval. Delays usually occur due to incomplete documentation – we ensure 100% document readiness before filing.

Yes. We conduct a comprehensive compliance health check, file belated returns with applicable damages (minimised through proper representation), and bring the establishment back to good standing.

It varies based on turnover, number of directors, and transactions. We offer fixed‑fee engagements starting at ₹25,000 per annum, inclusive of the audit report and Form MGT‑14 filing.

Absolutely. We act as the designated compliance officer for many mid‑size corporates – handling all ROC, labour, and IEPF related filings under a single retainer.

Speak to a compliance officer

Audit‑Ready. Regulator‑Aligned.
Completely Resolved.

Schedule a confidential consultation. We’ll review your current compliance status and provide a gap‑analysis report – no obligation.

* All consultations are protected under attorney‑client privilege.